Here at MCO, we thrive on helping businesses – large and small – cost-effectively manage risk and automate their compliance ethics policies. And we’re thrilled to announce that Piper Jaffray has chosen MCO to help them monitor and mitigate employee personal trading, entertainment and gifts, and outside business activities.
As a global company, Piper Jaffray must comply with a wide variety of different regulations. The Know Your Employee (KYE) module from MCO will provide a complete view of all employee activity in an easy-to-understand dashboard. The KYE module also ensures that Outside Business Activities (OBA) reporting data is accurate, and best of all, all data is connected directly to FINRA’s OBA reporting system.
Piper Jaffray chose MCO because it is easy to use but can also be customized to fit their needs now and into the future. “Its modular approach allows us to meet our existing employee conduct management needs and has the potential to help us manage risk across the company,” said Shawn Quant, CFO at Piper Jaffray. Read the entire press release here.
The MyComplianceOffice platform helps firms to clearly demonstrate risk management in a cost-efficient and modular way. Learn more about the KYE module and the rest of the MyComplianceOffice Suite today.